Legal & Compliance
Compliance Resources
Compliance-Risk Management Needs Assessment Program 
An Exclusive Benefit for IBA Member Banks and Thrifts
The IBA offers an onsite Needs Assessment to IBA member banks, designed to identify gaps and vulnerabilities in a compliance-risk
management program, and to provide practical advice on the ways to address them. This unique Needs Assessment provides IBA member banks with a detailed review and assessment of the compliance platforms, processes and functions throughout an organization. Program Brochure — Learn More »
IBA Compliance Connection™
An Exclusive Benefit for IBA Member Banks and Thrifts
IBA Compliance Connection™ is a free telephone briefing designed to facilitate peer-to-peer discussions on the latest regulatory changes and other current issues. The telephone briefings will be held periodically throughout the year as hot topics emerge, and they also will include open discussions, so that briefing participants can raise and discuss any compliance issues on their minds.
Regulatory University – Free Online Compliance Training
Powered by FIS Compliance Solutions, formerly Compliance Coach
An Exclusive Benefit for IBA Member Banks and Thrifts
With our program, all employees can successfully complete course work to stay informed of these changing laws and regulations. IBA member financial institutions, which elect to enroll in this complimentary training program, have access to nearly 100 interactive training courses in key regulatory areas. The bank's program administrator has the ability to enroll each employee, assign coursework, run sophisticated management reports to monitor employees' progress and enable them to determine additional training needs.
By participating in this program, you may demonstrate to examiners that your organization has a thorough and ongoing company-wide training program! Regulatory University is the only online training solution that ALL industry regulators use today. Most recently, the Consumer Financial Protection Bureau is training their examiners and consumer response team through Regulatory University.
This comprehensive online training program is offered to IBA Member banks and thrifts for free! Learn More/Enroll Now/Begin Coursework »
Compliance Division
An Exclusive Benefit for IBA Member Banks and Thrifts
Your bank is a valued member of the Illinois Bankers Association. Did you know that, as an IBA member, everyone in your organization who deals with compliance issues -- or who runs into questions on banking laws -- can join our Compliance Division for free? From interest rates to lending limits to BSA/AML issues to public funds to . . . the list of issues is endless, and we can help! Join Now »
Online Compliance Forum
An Exclusive Benefit for IBA Compliance Division Members
This online community network is accessible to IBA member bank and thrift employees who are members of the IBA Compliance Division. This online network allows members to communicate with one another from interest rates to lending limits to BSA/AML issues to public funds to . . . the list of issues is endless. In addition, members can exchange policy templates, conduct online discussions, and learn about the latest regulatory changes. Connect Now »
Regulatory Feedback Initiative (RFI)
The RFI is a nationwide long-term initiative created by the Alliance of State Bankers Association. It is an online survey that every bank should take immediately after each examination. The data collected will be a powerful resource for the entire industry and will help identify ongoing regulatory problems so we can work with the regulatory agencies to make necessary changes in the examination process. Take the Survey and Let Us Know About Your Exam Experience »
Custom Reports - A custom RFI report can be requested - Safety & Soundness and Compliance. We encourage survey participants to request a report as it can be used as a benchmarking tool. Request a Custom Report